Special Requirements for Private Securities
If the shares are of a private company (not publicly traded on a stock exchange), we need additional documentation to verify the legitimacy of the securities and your ownership rights.
Required Additional Document
Please include the purchase agreement or subscription agreement that shows:
When you acquired the shares
The terms of your ownership
Any transfer restrictions
The company’s acknowledgment of your ownership
The price at which you purchased the shares (strike price) and price you are authorized to sell them at
Why This is Necessary
Private company shares don’t have the same public records and regulatory oversight as publicly traded stocks. The purchase or subscription agreement helps us verify:
The shares are legitimate and have the right to transfer them
There are no restrictions preventing transfer
The transfer complies with the company’s rules
Please note that we reserve the right to request additional documentation to ensure your transaction can be processed.
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